Jurisdiction |
Regulator |
Comments |
| Kenya | CMA | The Capital Markets Authority of Kenya website features Acts of Parliament, regulations, application forms and a list of market operators |
| South Africa | Financial Services Board |
FSB is the supervisory body for financial institutions in South Africa. Its website features downloadable texts of proposed legislation, such as:- The Investment Services Bill The Collective Investment Schemes Control Bill The Financial Institutions Bill, The Financial Advisory and Intermediary Services Bill, and The Financial Advisers Bill. If you want to apply for approval to be a domestic investment manager in South Africa you could do so using this form. (Different forms are used for foreign investment managers.) |
| South Africa | AUTSA | The Association of Unit Trusts of South Africa, a trade body, is the custodian of codes of standards and rules governing the management of collective investment schemes |
| South Africa | PFA | The Pension Fund Adjudicator is South Africa's ombudsman for complaints arising under Section 30 B of The Pension Funds Act of 1956 |
| South Africa | STIO | The Short-Term Insurance Ombudsman |
| South Africa | CompCom | Constituted in 1998, the Competition Commission is responsible for regulating market abuse and merger activity so as to achieve fairness and efficiency in the SA economy |
| South Africa | Reserve Bank | The central bank for South Africa administers the country's Exchange Control Regulations 1961 |
| South Africa | Government Information | General site with links to texts of Acts of Parliament, Bills and Regulations |
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