Instrument |
Description |
| Statutory Instruments since 1987 | HM Stationery Office - online library of UK Statutory Instruments since 1987; includes current draft SIs |
| HMRC Statutory Instruments | The HMRC's online library of Statutory Instruments affecting taxation matters such as ISAs and PEPs |
| The Regulated Activities Order (SI 2001 No. 544) Exemption Order (SI 2001 No. 1201) Business Order (SI 2001 No. 1177) |
A crucial appendix to FSMA, the RAO defines what types of business are regulated under the Act |
| The Money Laundering Regulations 2003 (SI 2003 No. 3075) | Rules that UK financial services firms must observe to assist in discouraging financial crime |
| Financial Promotion order 2005 (SI 2005 No. 1529) | Instrument defining the scope of investment advertising rules |
| Distance Marketing Regulations 2004 (SI 2004 No. 2095) | Marketing rules |
| ECD Regulations 2002 (SI 2002 No. 1775) | Rules for Electronic Commerce |
| Appointed Representative Regs 2001 (SI 2001 No. 1217) | Rules for tied and multi-tied agents |
| The Investment Services Regulations 1995 (SI 1995 No. 3275) | The "ISD Regulations" - governing firms that are subject to the Investment Services Directive |
| Individual Savings Account Regulations 1998 (SI 1998 No. 1870); The Individual Savings Account (Amendment) Regulations 2001 (SI 2001 No. 908) |
Regulations for ISAs - UK tax shelters for individual savers |
| The PEP Regulations 1989 (SI 1989 No. 469) | Regulations for PEPs - UK tax shelters for individual savers |
| Unfair Terms in Consumer Contracts Regs 1999 (SI 1999 No. 2083) | Rules for fair trading and adhesive contracts |
| The Stakeholder Pension Schemes Regulations 2000 (SI 2000/1403) | Regulations for Stakeholder Pensions Managers |
| The Venture Capital Trust Regulations 1995 (SI 1995/1979) The Venture Capital Trust (Amendment) Regulations 1999 (SI 1999/819) |
Tax-driven Regulations for Venture Capital Trusts |