Rules
|
Description
|
| FSA Handbook of Rules and Guidance |
Browse the Financial Services Authority's online version of the Handbook - the rules that various types of financial business in the UK must observe. |
| JMLSG Guidance |
Joint Money Laundering Steering Group of the British Bankers Association publishes anti-money laundering guidance notes for the financial sector |
| The City Code |
The City Code for Takeovers, mergers and substantial acquisitions of shares |
| The Combined Code |
The Code for Directors of Companies, from the Financial Reporting Council website |
| The Banking Code |
Voluntary code of practice for banks, from the British Bankers Association |
| The Non Investment Products Code |
The NIPS Code: voluntary guidelines for wholesale markets participants. Formerly the Grey Paper |
| New Collective Investment Schemes Regulations |
Regulations governing the operation of Authorised Collective Investment Schemes in the UK. "COLL" section in FSA Handbook |
| OEIC Regulations |
Regulations governing the operation of Open Ended Investment Companies. Statutory Instrument 2001/1228 |
| MiFID Connect |
All you ever wanted to know about the Markets in Financial Instruments Directive |