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| FSA CP 10/03 | This FSA Consultation (January 2010) on Governance for individuals proposes new Controlled Functions - similar to the previous ones but with new categories for NEDs who chair various committees |
| FSA CP 10/12 | This FSA Consultation (June 2010) proposes to strengthen competence requirements for individuals carrying out retail activities, placing more emphasis on standards of ethical behaviour |
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Wells Gostelow Report PARN Ethics report PARN Appendix |
Reports commissioned by FSA used as the basis for the above FSA CP 10/12 |
| BVI Approved Persons | Offshore example: British Virgin Islands - Guidelines for the Approved Persons Regime March 2010. Fit and proper tests reflect the UK's FSA |