Table of Contents
Maximising the Efficiency of the Compliance Function
IConstructing an Effective Compliance Monitoring Framework
Monitoring Approach Plan - 1
Monitoring Approach Plan - 2
The Monitoring Programme
The Monitoring Workpapers 1
The Monitoring Workpapers 2
IIDesigning Appropriate Management Reporting Lines
Management Reporting
IIIMaintaining a Dynamic Approach - Reviewing Objectives and Progress
A Flexible but Solid Approach
IVCompiling and Maintaining Diverse Information Sources
Information Sources
VCapitalising on the Internet as a Compliance Monitoring Tool
Use Internet for Monitoring
Some Useful Sites http://
The Compliance Exchange
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