MiFID II Compliance Resources
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The Directive
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English language .pdf of the original text of the MiFID II Directive |
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The Regulations
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English language .pdf of the original text of the MiFIR Regulations |
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The MiFID Delegated Directive
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Delegated directive supporting the MiFID II Directive |
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The MiFID Org Regulation
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Supplementing implementing regulation |
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The MIFI Regulations
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The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 SI 2017-701 |
| FCA's MiFID II page |
FCA's page to keep market participants, firms and consumers informed of developments relating to MiFID II |
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FCA CP I
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FCA's first MiFID II consultation paper (15 December 2015) covers issues related to regulation of the secondary trading of financial instruments on RMs, MTFs, OTFs, SIs and by HFTs |
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FCA CP II
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FCA's second MiFID II consultation paper (29 July 2016) |
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FCA CP III
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FCA's third MiFID II consultation paper (29 September 2016) |
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FCA CP IV
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FCA's fourth MiFID II consultation paper (December 2016) |
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FCA CP V
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FCA's fifth MiFID II consultation paper (March 2017) |
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FCA CP VI
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FCA's sixth MiFID II consultation paper (July 2017) |
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FCA PS I
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FCA's first MiFID II policy statement with draft rules (31 March 2017) |
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FCA PS II
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FCA's second MiFID II policy statement with finalised rules (July 2017) |
| ESMA's MiFID II Timetable |
MiFID II/MiFIR II entered into force on 2 July 2014. The new rules will take effect from 3 January 2017, following the consultation exercise |
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Technical Standards
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Consultation on Draft technical standards under MiFID II - ESMA invited responses to questions listed in this Paper by 31 October 2015 |
