Compliance
The Compliance Officers' E-Information Centre

The Compliance Exchange is an online research facility for individuals concerned with governance issues in the financial services industry. It is intended to assist compliance officers, directors and those who study, service or regulate financial services in the United Kingdom and internationally. The Compliance Exchange, started in 1995, aims to present a collection of links to selective and relevant information sources.

Select from items at the left or below to view detailed links

Bank of England HMT FSA JMLSG ESMA


Transparency International - Corruption Perceptions Index 2012
Serious Fraud Office - Confidential whistleblowing site
Remuneration Code Summary
Financial Secrecy Index
Wolfsberg Anti-Corruption guidance
Ministry of Justice Bribery Act Guidance for commercial organisations
FSA Handbook Summary
IOSCO - Unregulated Financial Markets and Products Report
IOSCO Report on Private Equity Conflicts of Interest
The Financial Services Act 2010
The Financial Services and Markets Act 2000

Welcome visitor No.