Standards for Individuals

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FSA CP 10/03 This FSA Consultation (January 2010) on Governance for individuals proposes new Controlled Functions - similar to the previous ones but with new categories for NEDs who chair various committees
FSA CP 10/12 This FSA Consultation (June 2010) proposes to strengthen competence requirements for individuals carrying out retail activities, placing more emphasis on standards of ethical behaviour
Wells Gostelow Report
PARN Ethics report
PARN Appendix
Reports commissioned by FSA used as the basis for the above FSA CP 10/12
BVI Approved Persons Offshore example: British Virgin Islands - Guidelines for the Approved Persons Regime March 2010. Fit and proper tests reflect the UK's FSA