Compliance
Training Resources for Financial Services Professionals, Students and Consumers

Training & Educational Resources

Training is an important aspect of the financial services industry. UK rules require that individuals entrusted with responsibility for managing investments and for selling and administering investment products be competent and qualified. Regulators also recognise that it is a good idea for consumers of financial products to be educated as to the risks and rewards involved in investment. Here are some links to various training and educational resources

Select a category from the left to view links to educational resources