Compliance Hawk and Dove

By J E Halsey

July 2007

Hawk
Where's the Securities Institute? I think I'm close and my friends think so too

Hawk
OK we've passed our CF27 exams and are now looking for a feeder fund to manage

Hawk
On the lookout for the MiFID

Hawk
Drafting a liquidity policy

Archive

Hawk and Dove June 2007