Compliance Hawk and Dove

By J E Halsey

September 2007

Hawk
OK The hedge fund setup is going forward but we have found it more difficult than anticipated because of offshore anti-money laundering requirements. The Bermuda bank won't let us open a custody account until we have provided notarised wing and tail feathers, proof of nest location and certified droppings. We arranged for these items to be couriered but the homing pigeon lost its way in mid-Atlantic. Launch has had to be delayed until November 1. Apologies to potential subscribers. Please remain patient.

Hawk
Waiting for the ARROW visit


Treating customers fairly

Hawk
The required outcome

Archive

Hawk and Dove August 2007
Hawk and Dove July 2007
Hawk and Dove June 2007