MiFID II came into effect in the UK on 3 January 2018. The links below are designed to help practitioners understand the changes.
MiFID II Compliance Resources
The Directive | English language .pdf of the original text of the MiFID II Directive
|
The Regulations | English language .pdf of the original text of the MiFIR Regulations
|
The MiFID Delegated Directive | Delegated directive supporting the MiFID II Directive
|
The MiFID Org Regulation | Supplementing implementing regulation
|
The MIFI Regulations | The Financial Services and Markets Act 2000 (Markets in
Financial Instruments) Regulations 2017 SI 2017-701
|
FCA's MiFID II page | FCA's page to keep market participants, firms and consumers informed of developments relating to MiFID II
|
FCA CP I | FCA's first MiFID II consultation paper (15 December 2015) covers issues related to regulation of the secondary trading of financial instruments on RMs, MTFs, OTFs, SIs and by HFTs
|
FCA CP II | FCA's second MiFID II consultation paper (29 July 2016)
|
FCA CP III | FCA's third MiFID II consultation paper (29 September 2016)
|
FCA CP IV | FCA's fourth MiFID II consultation paper (December 2016)
|
FCA CP V | FCA's fifth MiFID II consultation paper (March 2017)
|
FCA CP VI | FCA's sixth MiFID II consultation paper (July 2017)
|
FCA PS I | FCA's first MiFID II policy statement with draft rules (31 March 2017)
|
FCA PS II | FCA's second MiFID II policy statement with finalised rules (July 2017)
|
ESMA's MiFID II Timetable | MiFID II/MiFIR II entered into force on 2 July 2014. The new rules will take effect from 3 January 2017, following the consultation exercise
|
Technical Standards | Consultation on Draft technical standards under MiFID II - ESMA invited responses to questions listed in this Paper by 31 October 2015 |